Tom's Blog
Judicial Selection
Date: 01/08/2010
January/February
2010
(Tom speaks only
for himself in this blog and not for the Court.)
SHOULD JUDGES BE
ELECTED?
In her retirement, Justice Sandra Day O'Conner has made it her mission to
spot light problems with the election of judges. Several scandals involving state supreme
court justices and John Grisham's book, The Appeal, have further illuminated the
issue. About half the states
appoint judges and about half elect judges; generally speaking judges in eastern
states are appointed; the more westerly states which achieved statehood later
and during a more populous time elect judges. I am asked about judicial selection
every time I speak publicly. My
short answer is that some judges should be appointed and some elected. To explain my short answer, let me first
frame the issue as I see it and discuss the pros and cons.
The issue, as I see it, is the independence of the judiciary. The brilliance of our constitution is in
its checks and balances. The
founders designed the legislative branch of government to represent the
majority. And while they built in
some checks, I think the founders knew the majority would have its way with the
executive branch. Remember the
founders were fearful of the "tyranny" of the majority. So the delegates who met in Philadelphia
in 1787 created the judicial branch with the unique function of protecting the
individual from the "oppression" of the majority. Alexis de Tocqueville said in Democracy in America, "[t]he power vested in the American
courts of justice, of pronouncing a statute to be unconstitutional, forms one of
the most powerful barriers which has ever been devised against the tyranny of
political assemblies." We, the
judiciary, have a constitutional obligation to protect individuals and
individual rights. In fact,
constitutionally, we do our most important work when we make decisions which are
very unpopular with the majority. I
think we judges reach our highest calling when we protect you, an individual,
from your own government, even when the majority supports the
government.
Now, if you accept my premise that one of the most important functions of
judges is to protect the minority from the whims of the majority, how can we
judges do that if we are also swept into and out of office on the whims of the
majority? A judge who stands up for
the rights of an individual against the will of the majority on a hot issue is
at risk of being run out of office in the next election.
I must hasten to say that in my 40 years in the law, the judges of
Washington State have consistently done the courageous thing and are not swayed
by fear of being unelected. For
example, we would all like $35 auto license tabs. It was a very popular initiative but the
Washington Supreme Court did not hesitate to strike it down because it violated
at least one and probably more provisions of our state constitution.
Unfortunately, not all states have been so fortunate. For example, the Illinois Supreme Court
was faced with an appeal from a $1 billion judgment against State Farm Insurance
Company. State Farm and other
business interests spent considerable sums to unseat one justice considered
unfriendly. The Illinois Trial
Lawyers responded in defense of the judge and a total of more than $9 million
was spent on the election with the sitting justice unseated. Newly elected Justice Lloyd Karmeier
refused to recuse from the State Farm case and cast the deciding vote to reverse
the damage award against State Farm.
For more on this case, see Deborah Goldberg, James Sample & David
Pozen, The Best Defense: Why Elected
Courts Should Lead Recusal Reform, 46 Washburn L.J. 503, 509-12
(2007).
Another example comes from West Virginia, where the state supreme court
was to review a $50 million judgment against A.T. Massey Coal Company, Inc. Massey successfully spent $3.5 million
to unseat a perceived unfavorable chief justice of the West Virginia Supreme
Court. Newly elected Justice
Benjamin, who had been supported by Massey refused to recuse and cast the
deciding vote to overturn the judgment against Massey. In Caperton v. A.T. Massey Coal Co., 556
U.S. ___, 129 S. Ct. 2252 (2009), the U.S. Supreme Court reversed, holding that
the probability of bias was too high to be constitutionally
acceptable.
It turns out not to be too difficult to turn out a perceived unfavorable
judge. The very successful game
plan is to accuse the judge of being soft on crime and publicize the terrible
deeds of criminals whose convictions have been reversed by the judge. The political ads don't mention that the
reversal almost always simply means that the case is remanded back for retrial
where the accused is almost always convicted again. We are all very vulnerable to this type
of attack. As appellate judges, we
don't determine guilt or innocence; we review to make sure the trial below was
fair. I remember the case of a man
who had raped an 8-year-old child.
I was disgusted by the facts, but the trial judge had admitted a coerced
confession. We don't allow coerced
confessions; the rule protects the innocent. Even though I was disgusted, I was
willing to reverse and remand for a new trial; if the State couldn't convict him
without using a coerced confession then maybe he should not be convicted.
Although the election process threatens judicial independence,
alternative methods of selecting judges are not without problems. Federal judges are appointed for life by
the President of the United States with the advice and consent of the
Senate. The process is hardly a
shining example of impartiality.
But I think the federal selection process works. Remember, I said that the brilliance of
the constitution is in its checks and balances. A conservative president is going to
appoint conservative judges and a liberal president is going to appoint liberal
judges and in the long run they should balance out; the conservatives provide a
check on the liberals and vice versa.
And all federal judges I have worked with or appeared before were
certainly qualified.
Federal judges are also appointed for life thus they can enforce the law
and protect rights without fear of public or political consequences. But I have a concern about appointing
judges, at least trial judges, for life.
In Washington State, we have an outstanding federal bench today; but in
the past we have had some pretty cranky and often rude federal judges. As a lawyer, there were a few I did not
like appearing before and did not relish subjecting my clients to. I think everyone should be treated with
courtesy, dignity, and respectparticularly in a court of law. Some judges appointed for life have
become tyrants and do not treat lawyers, parties, or jurors with respect. On the other hand, it was my experience
that state court judges faced with periodic elections see every lawyer, party,
and witness as a future potential vote and almost always treated all with
respect.
Most states that appoint judges use a commission or committee comprised
mostly of lawyers who screen judicial applicants and prepare a list of those
qualified from whom the governor appoints.
Many also have retention elections where judges run for reelection
unopposed and the electorate is asked only to vote whether or not to retain the
judge. Incumbent judges rarely lose
retention elections. Peer review
has great merit. We tend to select
doctors based upon their bedside manner; but wouldn't a better test be whether
fellow doctors were willing to refer their patients to the doctor. Just because a lawyer is smart and
articulate doesn't mean she has good analytical ability, high ethical standards,
or a judicial temperament. But
other lawyers know the good ones from the bad and have every incentive to see
that only the best become judges.
State and local bar associations do evaluate judicial candidates, and I
think they do a reliably good job.
The process where a blue ribbon panel or commission creates a list from
which appointments may be made has been subject to one criticism. In the past, such blue ribbon panels
have been perceived as a good old boy network; clubbish and difficult for women
and minorities to break into.
So after much thought, I have decided that while no system of selection
of judges is perfect, I would appoint appellate judges because they are the ones
who have ultimate responsibility to interpret the law and it is they whose
independence is most important. I
would use a commission representing diversified interests to evaluate and
approve a list of judicial candidates who may be appointed. I would have appellate judges stand for
retention elections. But I would
elect trial judges because they are bound to follow the law as interpreted by
the appellate judges, and they are the ones who most interact with the
public. Elected judges are
more likely to treat the public with dignity and respect. Finally, I think that voters are more
likely to know who are the good judges and the bad judges in their
communities. Appointing appellate
and electing trial judges is a good compromise and a blend of the two systems.
Although interesting, this discussion is likely academic as I think it
highly unlikely that the people of Washington State are ever going to relinquish
their constitutional right to elect
judges.
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Free Exercise v. Anti-Establishment
Date: 11/19/2009
November/December
2009
(Tom speaks
only for himself in this blog and not for the Court.)
FREE
EXERCISE VERSUS ANTI-ESTABLISHMENT
For this blog I have chosen cases and subjects about which I think you
might be interested. Sometimes I
have written about high profile cases or ones the talk show hosts have either
misunderstood or twisted to make them seem highly controversial. But most of those cases have been easy
to decide and resulted in unanimous decisions. The truth is most of the cases that this
court chooses to review are very close calls; the principles advocated by both
sides have great merit. These cases
can be very, very difficult to decide.
Often, two important constitutional principles are in tension with one
another and although we attempt to balance constitutional rights that are in
tension, sometimes we just have to choose a side.
THE
HISTORICAL BACKGROUND
The tension between freedom of religion and the separation of church and
state is one example. These
constitutional principles, both intended to ensure religious choice, are
embedded in the United States Constitution and many state constitutions. The First Amendment to the United States
Constitution begins, "Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof." U.S. Const. amend. I. I call these the "anti-establishment"
and "free exercise" or sometimes just the "establishment" and "exercise" clauses
for short. These clauses come
before all others in the Bill of Rights, because our founders were mindful of
the religious intolerance in some of the colonies. The Puritans of New England and even the
Quakers of Pennsylvania were perhaps the worst. Almost 100 years before the
constitutional convention in Philadelphia, the Puritans adopted a legal code
which enumerated five capital crimes.
If you are thinking murder was number one, you are wrong. The first capital crime under Puritan
law was idolatry; they would execute you for worshiping any other god but
theirs. The second capital crime
was witchcraft and we know they burned at least 16 people at the stake; 15 women
and 1 man. Modern scholars believe
those burned were mostly woman who were chafing against the absolute subjugation
of women to the will of men; the Puritans found support for their view of male
domination in the Bible. A woman
who spoke out repeatedly against male domination must, they reasoned, be
possessed by the devil. The third
capital offense was blasphemy; to curse in the name of God the Father, Son, or
Holy Ghost, or to curse God. If you
think that religious extremism, the subjugation of women, and harsh punishment
is found only in other parts of the world, you are incorrect; that is part of
the American Christian experience 300 years ago. It was with this experience in mind,
that the founders sought a purely secular government.
One hundred years after the United States Constitution was drafted,
delegates met in Walla Walla to draft the Washington State Constitution. Interim events caused those drafters to
build numerous anti-establishment provisions into the Washington
Constitution. Anti-polygamy
sentiment was high, numerous religious orders were under scrutiny, and the
delegates were concerned about the sectarian influence of church run schools
leading to the following: "No public money or property shall be appropriated for
or applied to any religious worship, exercise or instruction, or the support of
any religious establishment." Wash. Const. art. I, § 11, available at
http://www.leg.wa.gov/lawsandagencyrules/pages/constitution.aspx. In addition, this State prohibits public
funds from being spent on sectarian schools. Wash. Const. art IX, § 4. As a result, Washington has a rich, and
I must say very interesting, body of law on the separation of church and state
which is quite different from that of our federal
government.
THE
CASE: STATE EX REL GALLWEY V.
GRIMM
In 2002, a case challenging a Washington State educational grant program
came before my court. Under the
grant program, students with special needs and meeting certain criteria were
eligible for scholarship grants which could be used at most state accredited
colleges of their choice. Among the
qualifying colleges were five Christian and evangelical institutions which
required Bible study, theology, and either required or encouraged chapel
attendance and prayer in class. The
use of state grant funds to attend one of these five colleges would seem to
surely violate article I, section 11 quoted above. The founders clearly did not want public
funds spent on religious instruction.
But before you decide too quickly, our constitution also has a free
exercise provision: "Absolute freedom of conscience in all matters of religious
sentiment, belief and worship, shall be guaranteed to every individual, and no
one shall be molested or disturbed in person or property on account of
religion." Wash. Const. art. I, § 11. Surely, each student has the absolute
right to choose his or her own spiritual path. It would seem that the States freedom
to exercise clause would prohibit the State from picking and choosing which
college a student might attend based upon religion. The scholarship grants went to the
students, not the colleges.
Shouldnt the student be free to choose colleges without interference
based upon religion? Is it
religiously neutral to provide scholarships for the University of Washington
where one can practice being an atheist but not permit a student to attend Walla
Walla College where the practice of the Seventh-Day Adventist Church is a
distinctive part of the college experience?
How would you decide this case based upon the history and information I
have given you? How do you think
the delegates to the Washington State Constitutional Convention would have
answered this question? To see how
this court answered this question see http://www.mrsc.org/mc/supreme/recent//146wn2d/146wn2d0445.htm. Establishment versus exercise are among
the most difficult cases for me to
decide.
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Property Rights
Date: 09/15/2009
September/October
2009
(Tom speaks
only for himself in this blog and not for the Court.)
PROPERTY
RIGHTS
For me individual rights and property rights are on the same side of the
coin; on the other side is the power of government to regulate. It is not my job to set policy, but it
is my job to make sure that our state and local governments act within the
constitutional framework established by the people. I strongly support efforts to protect
our environment but my job is to make sure government regulates in a
constitutional manner. When I write
for the court, I am constrained to speak for all of us. But when I write separately, I can speak
freely and did so about two years ago where I felt a government was abusing its
power.
Let me set the stage. Washington States Shoreline Management
Act of 1971 has a centralized approach with the Department of Ecology issuing
rules and guidelines that local governments use to create master plans for the
development and protection of the states shorelines. When not in conflict with the Shoreline
Management Act, Washington States Growth Management Act also affects the
development and use of shorelines.
Within the City of Bainbridge Island lies 48 miles of shoreline. In August 2001, the City of Bainbridge
Island adopted a one year moratorium on the filing of new applications for
shoreline substantial development permits, shoreline substantial development
exemptions and shoreline conditional use permits. This moratorium left many property
owners along the 48 miles of shoreline in limbo as to how they could use their
property while the City of Bainbridge Island developed its master plan. But after a year, the city hadnt
finished its work so, with some limitations, it extended the moratorium for
another year. Property owners
remained in limbo. At the end of
two years, the City of Bainbridge Island still had not completed its work and,
limiting its effect further, it extended the moratorium for a third year.
Property owners challenged the statutory and constitutional authority of
the City Bainbridge Island to use moratoriums. Remember that government may
regulate property for the good of the public, but it cannot take a persons
property for public use without compensating that person for the property. This court split four to four on whether
or not such moratoriums were authorized by the Constitution, the Shoreline
Management Act, or the Growth Management Act. I wrote separately because although I
agreed with four of my colleagues that the city had the authority for one
temporary moratorium, I joined the other four colleagues who did not believe the
city had authority to issue moratoriums at all in result. As I read the law, the city had the
constitutional authority to pass a temporary moratorium. I believed it had exceeded its
constitutional authority by imposing a rolling moratorium which was, in effect,
a permanent moratorium. The
following are excerpts from my concurrence. The full opinion may be found at http://www.mrsc.org/mc/supreme/current/162wn2d/162wn2d0683.htm;
see also Michelle E. DeLappe, The
legality of Washington Shoreline Development Moratoria in the Wake of Biggers v.
City of Bainbridge Island, 84 Wash.
L. Rev. 67 (2009). A postscript follows these excerpts.
I write separately in part to state in unequivocal terms my view that the
City of Bainbridge Islands year after year renewal of a shoreline building
permit moratorium was an act of a stagnant municipal government. Those who govern fail the publics trust
when they are unwilling, unable, or simply neglect to roll up their sleeves,
gather the information necessary, and make the tough decisions they are elected
to make. Passing annual, rolling
moratoria reflects a disregard for those within its geographical limits who wish
to fully enjoy the use and benefits of the property they own and the need of
individuals to engage in their own critical planning. People, who have property within the
citys boundaries, perhaps their largest asset in the world, are impacted by a
moratorium in their ability to use, improve, or transfer property and their
ability to plan for personal, family, and business purposes. In my view, the citys failure to
meaningfully govern while depriving people of the ability to use or plan for the
use of their property was unreasonable and exceeded any constitutional authority
it may have had.
That said, I largely agree with Justice Fairhursts analysis of the law
applicable to this case. But I
respectfully disagree with her that this rolling moratorium enacted by the city
was a reasonable use of the citys power.
While I disagree with the lead opinions conclusion that the city lacks
authority to impose any shoreline
moratoria, I do agree that this moratorium exceeded its lawful power. A reasonable moratorium may be a valid
exercise of a municipalitys power as such an exercise of power may give the
city time to create a comprehensive plan.
See generally Tahoe-Sierra Pres.
Council, Inc. v. Tahoe Regl Planning Agency, 535 U.S. 302, 122 S. Ct. 1465,
152 L. Ed. 2d 517 (2002) (rejecting claims that a 32-month moratorium was a
takings); Collura v. Town of Arlington,
367 Mass. 881, 886, 329 N.E.2d 733 (1975) (collecting cases); see also Matson v. Clark County Bd. of
Commrs, 79 Wn. App. 641, 644-45, 904 P.2d 317 (1995) (citing Richard L. Settle, Washington Land Use and Environmental Law and
Practice § 2.13, at 72
(1983)). But a reasonable
moratorium must be in place no longer than necessary to accomplish the necessary
planning by a body exercising diligence to accomplish that planning. Then, the moratorium must be removed.
While no positive grant of authority exists under the SMA to impose a
moratorium, such an explicit grant is not required in the face of Washington
Constitution article XI, section 11s broad delegation of police power to the
local governments. Cf. Weden v. San Juan County, 135 Wn.2d 678, 690-92, 958
P.2d 273 (1998). Further, the power
is clearly implied by the procedural fetters the legislature has placed upon
it. RCW 36.70A.390. But like any power, it is not
substantially limitless. It must be
used in a reasonable manner by a diligent governing body.
I also respectfully disagree with the lead opinions conclusion that
article XVII of our constitution restricts a municipalitys power to regulate
the shorelines and tidelands. The
power to regulate does not ride like a parasite on the States title to some of
the lands in the state. Cf. lead opinion at 16-17. Instead, the States power to regulate
shore lands comes from the peoples sovereign power to regulate land use to
serve the health, safety, and welfare of the citizenry. See Buechel v. Dept of Ecology, 125
Wn.2d 196, 203, 884 P.2d 910 (1994) ([The legislative policy behind the SMA]
contemplates protecting against adverse effects to the public health, the land
and its vegetation and wildlife, and the waters of the state and their aquatic
life, while protecting generally the public right of navigation and corollary
rights incidental thereto.).
Further, this is a power the State has chosen to share with its
municipalities. RCW 90.58.050
(This chapter establishes a cooperative
program of shoreline management between local government and the state.
(emphasis added)); see also RCW
90.58.140(3) (The local government shall establish a program . . . for the
administration and enforcement of the permit system provided in this
section.).
This sharing of police power with municipalities is a foundational
principle of our State. See Hugh D. Spitzer, Municipal Police Power in Washington State, 75 Wash. L. Rev. 495, 497-98 (2000). It is embodied in article XI, section 11
and appears in everything from criminal prosecutions to health and safety
regulations. More specifically, the
State has chosen to share its power to regulate with its municipalities through
the mandates and guidelines of the SMA.
I agree with Justice Fairhurst that analysis under the local police power
provision is proper to resolve this case.
In conclusion, in my view, it is arrogant, high handed, and beyond the
pale of any constitutional authority for a stagnant government to deny its
citizens the enjoyment of their land by refusing to accept building permits year
after year based on a rolling moratorium. Excessive rolling moratoria frustrate
the efficient regulation of land and violate individual rights. Because I find the citys use of its
police power unreasonable, I would affirm the Court of Appeals. Because the landowners are the
prevailing party challenging a land use decision, I agree with the lead opinion
that they are entitled to fees and costs under RCW
4.84.370(1).
P.S. Before I write, I always ask two
questions: (1) what do I hope to accomplish with this opinion, and (2) who is my
audience? The city council of
the City of Bainbridge Island is probably more sophisticated than most, but
almost all local governments rely almost entirely on the citys attorney or the
county prosecutor for guidance in land use matters so these attorneys were my
audience. Although I believe the
founders would have permitted temporary moratoriums as a legitimate tool so that
local governments could protect our environment while gathering the necessary
information to make an informed decision on land use matters. My goal was to strike a fair balance
between governments right to regulate and the prohibition of government taking.
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Coleman Franken
Date: 07/07/2009
July/August 2009
(Tom speaks only for himself in this blog and not for the
Court.)
COLEMAN-FRANKEN ELECTION
Another court decided another election when the Minnesota Supreme Court
decided the Coleman-Franken election.
I lament. Ever since Bush v. Gore in 2000, it seems that
every close election involves a trip to the courthouse. Generally speaking, I think courts
should be very reluctant to get into the election deciding business.
Don't get me wrong, state supreme courts should not shrink from their
constitutional duty to ensure a fair, legal, and constitutional election
process. But it is the process that
courts are uniquely qualified to review, not the counting of individual
ballots. "One person, one vote,"
and gerrymandering cases are good examples of appropriate judicial involvement
in the election process. But in
those types of cases, the court decides whether or not the process passes
constitutional muster; if it does not, the whole mess goes back to the
legislative branch which must try again.
There are three reasons, in my view, why courts should not be involved in
the supervision of vote counting or other urgent election disputes. First, we are geared to a slow
deliberative process based upon the adversarial system. Proper judicial decision making requires
notice and an opportunity for all interested parties to be heard. A fact finding or trial is usually
required at which level we engage in discovery, evidentiary hearings, and either
a judge or jury decides any disputed facts. At the appellate level, we must be
thoughtful and deliberate to ensure a proper resolution of the case before us
and to set the right precedent for future cases. But increasingly, the trend is to seek
temporary restraining orders to either prevent or decide issues of
constitutional magnitude, often before the election has taken place. See Wash. State Republican Party v. King County,
153 Wn.2d 220, 103 P.3d 725 (2004); Maleng v. King County Corr. Guild, 150
Wn.2d 325, 76 P.3d 727 (2003) (pre-election challenge to initiative to change
the size of a county counsel); Philadelphia II v. Gregoire, 128 Wn.2d
707, 911 P.2d 389 (1996) (challenge to former presidential candidate Mike
Gravel's direct democracy initiative).
In each of these cases, we were asked to rush to judgment because ballots
needed to be printed or other electoral decisions needed to be made within
days. Another example of urgency
was that grim fall of 2004 when the Washington Supreme Court was presented three
cases within about two weeks involving the Gregoire-Rossi gubernatorial
election. The parties clamored for
an immediate decision because the election of the state's governor hung in the
balance. It took the Minnesota
courts eight months to decide the Coleman-Franken race and that was on an
accelerated basis.
The second reason for courts to be reluctant to get involved in election
cases is based upon the doctrine of separation of powers. I have discussed this doctrine before in
this blog. Generally speaking, the
legislative branch legislates, the executive branch executes that legislation,
and the judicial branch resolves any debates on how to interpret that
legislation. Washington's election
laws are comprehensive and old; they were adopted by the legislature and mostly
predate 1929. Right or wrong, they
tend to give a lot of discretion to the executive branch, i.e., state and county
election officials on how ballots are canvassed and tallied. See Title 29A RCW available at http://apps.leg.wa.gov/rcw. If election laws need reforming to
provide greater uniformity or keep pace with electronic databases or other
technological advancements, such reforms should come from the legislative
branch. Any involvement of the
judicial branch should be limited to determining if the revised laws meet
constitutional requirements or, if necessary, to resolve disputes interpreting
those laws.
The third reason that courts should not be involved in day to day
election matters is that the trend will further politicize the courts. As I have said in this blog before, I am
a true independent. In my view, the
two major political parties are comprised of coalitions of special interest
groups with inherently conflicting interests resulting in party positions driven
by expediency and are often intellectually inconsistent or even intellectually
dishonest. I do not understand how
anyone could swallow either party line hook, line, and sinker. But even the most ardent partisan must
appreciate the need for an independent judiciary. Yet further judicial dabbling in
elections will simple accelerate the trend of the party faithful attempting to
put more of their own on the bench regardless of merit and to the detriment of
judicial independence from political partisanship.
But alas, I have said most of this before. See Wash. State Republican Party, 153
Wn.2d at 226. This blog entry is
only a lament because I suspect I will continue to vote against accepting review
of election disputes I deem not ripe, but my colleagues will continue to be
motivated by what they deem to be the pressing nature of the issues and the
importance of an expedient resolution of those issues. Finally, I too recognize that our
system, as imperfect as it seems, sure beats the system followed my many
countries of suspicious ballot counting and riots in the streets following every
election.
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Up Skirts
Date: 07/07/2009
May/June 2009
(Tom speaks only for himself in this blog and not for the
Court.)
THE UP SKIRT PHOTOGRAPH CASE
In 2002, at the top of his show Jay Leno, announced, "Yesterday, Bobby Bridge, of the all male
Washington State Supreme Court ruled that it was OK to take pictures up girls'
skirts."
If you have been following my blogs, I am still dishing it back to the
electronic media. Of course,
Bobbe
Bridge is a woman and a
remarkable one at that. All four
women on the court, and all five men, agreed that the law the legislature wrote
did not cover up skirt voyeurism.
A year later, the
Washington Supreme Court became the first state supreme court in the nation, and
I believe the first high court in the world, to be a majority of women. Point? Jay Leno is a comedian and he is funny;
jokes are jokes, not news.
Television is entertainment.
Most people understand that.
Unfortunately, from the mail I got, not everyone understands the
difference between entertainment and news.
And, of course, we didnt say it was OK to take pictures up girls
skirts. We said it was disgusting
and reprehensible. But the case is
interesting and instructive. It was
really two cases consolidated; one involved a young man who was taking photos up
girls' skirts at the Valley Mall in Union Gap near Yakima and the other a man
taking video up dresses at the Bite of Seattle at the Seattle Center. Apparently, such images are often posted
on the internet by those and for those who have far too much time on their
hands. Both men were convicted
under Washingtons "Peeping Tom" statute.
I hate the "Peeping Tom" label: my name is Tom. Maybe we should call them "Peeping John"
laws; after all, we all know what Johns do. But in deference to everyone named Tom
and John, I will refer to them as anti-voyeurism laws.
Let me take a moment to set the stage for the legal issues. People have constitutionally protected
rights to assemble, travel, express themselves and so forth. But these rights are not absolute and
may be regulated to protect other peoples rights. The legal frameworks can get overly
technical but in general, the government may place reasonable limits on these
rights so long as the government has a legitimate interest to protect and the
laws are narrowly tailored to accomplish that interest and are not overly
broad. Also, criminal laws must be
sufficiently clear and specific so that an ordinary person can read the law and
know what it prohibits; we refer to this as the vagueness doctrine. Finally, a criminal law which is not
vague can still be unconstitutional if it is overbroad; a law is overbroad if it
is so sweeping that it criminalizes constitutionally protected conduct.
In general, people are entitled to look, see, and even photograph what
they see. But the government has a
legitimate interest in protecting privacy rights of others. Anti-voyeurism laws are constitutional
if they are narrowly tailored to restrict viewing in areas where people have
reasonable expectations of privacy.
Specifically, the Washington anti-voyeurism statute prohibited anyone
from looking or taking pictures for the purpose of sexual arousal of a person
who "is in a place where he or she would have a reasonable expectation of
privacy." Typical places where we
have expectations of privacy are homes, public toilets, public dressing rooms,
etc. The defendants claimed that a
plain reading of the statute made it lawful to look and take pictures in public
places such as shopping malls and community festivals. The State argued that the statute was
broad enough to cover places like public malls. The case largely boiled down to an
interpretation of the words "in a place" in the statute and whether those words
were intended by the legislature to mean geographical areas or if those words
included clothing and, if they included clothing, was the statute vague or
overbroad.
Regardless of how
reprehensible their conduct, we four women and five men of the court unamously
thought that the defendants had a good point. The prosecutors' interpretation of the
law was very expansive. Think about
it reader, have you ever been at a pool or a beach or a grocery store and saw
some curves or muscles that brought on naughty thoughts? If your answer is yes, did that violate
Washingtons anti-voyeurism law, should you be busted and taken off to the
pokey? As a beer drinking buddy of
mine said to me, "Hell, if they are going to make just looking a crime, Im
moving to Canada." We members of
the court felt that if the legislature meant to criminalize conduct in areas
other than anti-voyeurism laws have traditionally reached, such as toilets and
dressing rooms then the legislature, not the court should say so very
clearly. Should the court start
deciding where people have expectations that other people wont be looking? We stated in the opinion that perhaps
the legislature could define areas within clothing as areas where there is an
expectation of privacy. Following
our opinion, the legislature did just that and added a section entitled
"Intimate Areas" which includes "undergarments." We have not been asked to review that
statute and I do not mean to express a legal opinion, but I can presume it is a
statute which protects everyones rights without being vague or overbroad. It was much better, in my view, to allow
the legislature, not the court, to clarify the statute. The case is State v. Glas, 147 Wn.2d 410, 54 P3d 147
(2002) and you can find it here if you want to read it for yourself: http://www.mrsc.org/mc/supreme/recent//147wn2d/147wn2d0410.htm
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Snoopy Mom
Date: 03/16/2009
March/April 2009
(Tom speaks only for himself in this blog and not for the
Court.)
THE CASE OF THE SNOOPY MOM
In my last entry, I teed off on talk show
hosts. Here's what I said:
Each morning they are faced with the daunting task of culling the news
for articles they can use to whip their listeners into enough indignation and
outrage to pick up the phone.
Few in the electronic media bother to read our opinions although they are
posted on our website. It is enough
for them to read a few sentences from a newspaper article and spice it up with
some provocative catch phrases like, "what is happening to the moral fabric of
America," and then watch those phone lines light up. But that is all okay
because radio is, after all, entertainment. Talk radio is a unique kind of theater;
I enjoy it myself sometimes.
Writing that bit reminded me of the case of the Snoopy Mom. After the first thousand cases, most of
us give up trying to remember the cases by name; it is easier to remember them
by subject matter or curious fact.
Snoopy Mom grabbed attention and sympathy coast to coast. Bill O'Reilly called the court
collectively "pin heads" on national television. Even my sister, Jan Houston, a school
teacher from Ellensburg, called to give me grief about the case. It's a good story with an ironic twist
at the end.
Here's what really happened.
Two young men approached an elderly woman walking down the street at
night in Friday Harbor. One of the men grabbed the woman's
purse. She struggled, fell
and broke her glasses. The
young men fled into the night with her purse. Later, 17-year-old Oliver Christiansen
called his girl friend, Lacey.
Lacey's mother answered the phone and handed the cordless head set to
Lacey who took it into her bedroom and closed the door. Lacey's mother waited until Lacey was
out of sight and then pushed a button on the base of the cordless phone unit to
activate the speaker function. The
Snoopy Mom overheard Christensen tell Lacey that, although he did not do the
crime, he did know where the purse was.
Christensen was charged with theft.
Over Christiansen's objection, Lacey's Snoopy Mom was permitted to
testify about the conversation she overheard.
There was a
problem. Washington's legislature
has adopted one of the broadest anti-wiretap laws in the nation. Our Privacy Act generally makes it
illegal to intercept or record a conversation using a "device" unless everyone
in the conversation agrees. Most
states only require one person to consent, but Washington was one of 11 states
requiring "all party" consent. The Privacy Act also specifically prohibits
courts from listening to illegally gathered evidence. The main issue we had to decide was
whether the cordless phone base was a "device" under the act. We had already held the police could not
intercept calls with remote cordless devices so it was a pretty easy call to
hold that the base of a cordless phone was a device under the Privacy Act. We held Snoopy Mom's testimony should
have been excluded and granted a new trial.
Somehow someone interpreted our opinion as interfering with a mother's
right to supervise her children.
The talk show hosts picked it up and caused a fire storm. I received hate mail from across the
nation. For some reason, I decided
to exchange emails with a young man from Indianapolis, Indiana, who accused me
of being "immoral." I explained
that parental rights were not implicated in the opinion because neither the
mother nor the daughter was a party in the case; neither raised the issue of
parental rights. It was the State
against Christiansen. If the
daughter had been the defendant, interesting arguments could have been made that
the daughter did not have an expectation of privacy, or the mother had a right
to monitor her calls, or the daughter had impliedly consented to having her
calls monitored. But it was a
stranger to the household, Christensen, who was in court and he was not the
Snoopy Mom's child. Christensen had
not consented to her listening to his conversation. The poor lad from Indianapolis was confused
because the talk show host had not discussed any of these facts on the
radio.
Remember that I said there
was an ironic twist to this case?
On retrial, Christiansen was convicted again. It looks like the testimony of the
Snoopy Mom was not offered or needed because at the time Snoopy Mom, the great
mother whose parental rights had been trampled on by the court, was serving a
year in prison for stealing $129,000 from her employer, the U.S. Postal
Service.
http://www.sanjuanislander.com/county/sheriff/mugging.shtml.
Incidentally, I too occasionally enjoy Bill O'Reilly's show. But I watch it for its entertainment
value as political theaternot for its news content.
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There Are Lies
Date: 03/16/2009
January/February 2009
(Tom speaks only for himself in this blog and not for the
Court.)
THERE ARE LIES, DAMN LIES, AND POLITICS
STATE SUPREME COURT DECLARES IT IS OKAY TO LIE, read the
headlines. Similar headlines
appeared across the state. It was a
great day for the talk show hosts.
Each morning they are faced with the daunting task of culling the news
for articles they can use to whip their listeners into enough indignation and
outrage to pick up the phone. Few in the electronic media bother to
read our opinions although they are posted on our website. It is enough for them to read a few
sentences from a newspaper article and spice it up with some provocative catch
phases like, what is happening to the moral fabric of America and then watch
those phone lines light up. But that is all okay because radio is, after all,
entertainment. Talk radio is a
unique kind of theater; I enjoy it myself sometimes.
I was speaking around the state at the time. More than once a question came out of
the audience, Do you really believe it is okay to lie? The question was always asked in a good
natured way. And the question
always gave me an opportunity to explain how the court works.
The case was Rickert v. Public
Disclosure Commission, 161 Wn.2d 843, 168 P.3d 826 (2007). In 2002, Ms. Marilou Rickert
challenged incumbent Senator Tim Sheldon in the election for state senator from
Washington's 35th Legislative District. During the campaign, Ms. Rickert
sponsored a mailing that included a brochure comparing her positions to those of
Senator Sheldon. The brochure
stated that Senator Sheldon voted to close a facility for the developmentally
challenged in his district. The Public Disclosure Commission found
that the statement was false and that Ms. Rickert had sponsored the brochure
with actual malice (to
act with knowledge of falsity or with reckless disregard as to truth or
falsity) and imposed a $1,000 sanction. Incidentally, Senator Shelton had
no difficulty winning reelection with 79 percent of the vote.
Ms. Rickert appealed arguing that her United States Constitution First
Amendments rights had been violated.
She claimed the statute upon which the Public Disclosure Commission acted
was unconstitutional government censorship and had a chilling effect of free
speech. To decide the case, we had
to construe the United States Constitution.
Another question that I am frequently asked is whether I am a strict
constructionist or whether I believe the constitution lives and breaths and
changes with time. The answer is
neither. The constitution is a
document of words and the words dont change with time; it is not the courts
job to change the constitution to keep up with the changes of time. Strict construction is often equated
with states rights; like George Wallace standing in front of federal officers
and trying to prevent the integration of schools in Alabama. George Wallace claimed to be a strict
constructionist. Im not a strict
constructionist. I am an
origninalist. When faced with a
thorny constitutional question I like to ask the founders how they would answer
the question. This does take an
exercise of the imagination. When
the constitution was drafted, there was no talk radio. People and news traveled at about 2
miles per hour over land; not 186,000 miles per second over the airwaves. But I am sure that the founders would
have given radio First Amendment protections. I particularly like to consult James
Madison. He drafted the Virginia
Plan which became the framework of the final constitution. He took careful notes at the
constitutional convention in Philadelphia which were published after his
death. Madison also drafted the
Bill of Rights; the first ten amendments to the constitution. I find Benjamin Franklin the most
interesting. Although he was not at
the constitutional convention, Thomas Jefferson was the most passionate of the
founders. But Madison is my main
man on what the United States Constitution means. Now the truth is that when interpreting
the United States Constitution, state courts are bound by the interpretations of
the United States Supreme Court and federal courts. There are more than 200 years of
precedents, opinions by federal courts interpreting the Constitution, so we
dont get much opportunity to do fresh interpretations of that Constitution.
Still, I asked myself, how would James Madison answer the question raised
by Ms. Rickert? I have read his
writings and books about him. I am
convinced he would say something like:
My word, we can never trust
the government to regulate political speech in any fashion. Remember, I had to publish my Broadsides
under an assumed name for fear of being arrested and tried for sedition. Once the government is given the power
to decide what is truthful, what is false, what a statement of opinion is or
what a statement of fact is, it is just a matter of time before that power will
be abused. The body politic must be
the final arbiter of what is true and what is false.
But consulting with Mr. Madison was not the end of my work. Remember I said that there where more
than 200 years of precedents. Those
precedents tell us that free speech is not absolute and that speech can be
limited, if there is a legitimate government interest for doing so and the
statute is narrowly tailored to accomplish that purpose. Protecting the integrity of the election
process is a legitimate government purpose. The actual malice test is the same test
that newspapers and other media have had to live with for 45 years when
reporting about public figures. The
actual malice standard has passed constitutional muster many times and has
withstood the test of time. It
seems to me it has encouraged responsible reporting without unnecessarily
infringing on free speech. In the
days of James Madison, the only media was written. One can read and re-read and think on
something written. James Madison
wasnt confronted with electronic media by which people are bombarded by
fleeting subliminal negative campaign messages.
Most of the cases we hear are not easy. Ms. Rickerts case was a difficult one
for me. After some deliberation, I
joined the concurrence written by Justice Madsen concluding that the statute was
constitutional but, on the facts of the case before us, Ms. Rickert didnt
violate it. I did not say it was
okay to lie. However, those who
signed the majority opinion written by Justice James Johnson did so on the solid
principle that the free speech may trump the States right to
regulate.
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Open Government
Date: 03/16/2009
November/December 2008
(Tom speaks only for himself in this blog and not for the
Court.)
OPEN GOVERNMENT
One of the most frequent questions I hear is whether partisan politics
affects the decisions of the Washington Supreme Court. My answer is an emphatic NO! My colleagues and I are affected by our
core values, but not our partisan politics. I am a true independent. There are things that I like and things
that I dislike about both of the major parties, and there is a little bit of
Libertarian in me too. Like my
colleagues, I think that I am intellectually consistent while partisan politics
is politically expedient. Let me
use openness in government as an example.
One of my core values is that openness is good. I believe that openness generates
confidence and secrecy breeds suspicion.
I have repeatedly voted to interpret the Public Records Act, chapter
42.56 RCW, broadly to require the disclosure of government records. This isnt just my philosophy in action;
the legislature instructed that the Act be interpreted liberally, which means
the exceptions to the Act should be read narrowly. My views on open government have found
favor with business groups and conservatives who want to access public records
to challenge spending, restrictive land use laws, and other perceived
abuses. However, business groups
often take exception to my view that the same principles of openness should
apply to some business transactions once they become the subject of court
actions. In my view, court files
should not be sealed and settlement agreements confidential unless there are
very compelling and constitutionally based reasons for secrecy.
A few years ago, I wrote an opinion that significantly limited the
circumstances under which court files can be sealed. The press now has access to formerly
sealed files. Dreiling v Jain, 151 Wn.2d 900, 193 P.3d
861 (2004), but I call it the InfoSpace case. The Seattle Times has made the full
opinion available here: http://seattletimes.nwsource.com/news/local/yourcourts/dreilingvjain.pdf. In a complex shareholders derivative
suit, shareholders alleged misconduct by InfoSpaces officers and
directors. InfoSpace filed a motion
to dismiss the suit based upon its own investigation. The judge denied the motion but allowed
the company to keep its motion, and all of the documents related to it,
sealed. The Seattle Times, sensing
a juicy story, intervened and challenged the order sealing the file. I wrote for the court:
Justice in all cases shall
be administered openly. . . . [Washington] Const. art. I, § 10. The open operation of our courts is of
utmost public importance. Justice
must be conducted openly to foster the publics understanding and trust in our
judicial system and to give judges the check of public scrutiny. Secrecy fosters mistrust. This openness is a vital part of our
constitution and our history. The
right of the public, including the press, to access trials and court records may
be limited only to protect significant interests, and any limitation must be
carefully considered and specifically justified.
Drieling, 151 Wn.2d at 903-04.
The people of this state have a constitutionally protected right to
observe their courts in action. We held that courts may not close hearings and
seal records except to protect other significant and fundamental rights. An accuseds right to a fair trial is
such a significant and fundamental right.
But before closing a hearing or a file, a judge must apply a test and
tailor any limit to openness in the least restrictive way necessary to protect
the other important constitutional rights.
Whole documents need not be sealed if redacting names and addresses will
adequately protect the privacy interest.
I have one bone to pick with the press on this. The news will frequently cite
information from files formerly closed to inspection. They will often imply that the judge
wrongfully sealed the files or records.
But the trial judge didnt act wrongfully. The judge was applying the rules
applicable at the time. The press
was not entitled to the records until this court ruled in the InfoSpace case and established new
rules.
But I must warn you that I read the Constitution and apply it equally to
all. I will not hesitate to grant
an axe murderer a new trial if he and the public have been denied a
constitutionally protected open trial.
If the trial judge fails to apply the required test and fails to consider
the least restrictive alternatives to protect the other fundamental rights
before closing the trial to the public, the axe murder has been denied the trial
to which he is constitutionally entitled. The same rules apply; even an axe
murderer is entitled to a constitutionally protected open trial so the public
can observe and make sure that justice is administered openly and fairly. I believe my views are intellectually
consistent, not politically expedient.
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Foster Children
Date: 03/16/2009
JULY/AUGUST 2008
(Tom speaks only for himself in this blog and not for the
Court.)
FOSTER CHILDREN
Perhaps you have read in the newspaper near the end of June, that the
State was again in court for not doing enough for foster children. A Whatcom County judge recently held
that the State, although spending substantial sums of money and hiring hundreds
on new case workers, still had not fulfilled its settlement agreement following
the Braam decision. Let me give you some background.
Braam v. State of Washington, 150 Wn.2d 689 (2003), involved a class
action suit on behalf of foster children against the Department of Social and
Health Services. It was part of a
nationwide effort to force states to improve their foster care systems. I remember the case well; I wrote for a
unanimous Washington Supreme Court.
Three foster children were selected as test cases for trial. The most favorable child for the State
was a girl who was about to graduate from high school with a 3.6 GPA, had no
history of drug use, and had never been involved in the criminal justice
system. She seemed like a
poster child for the success of the foster child program until you looked more
closely. In the eight years she had
been in the foster child program, she had been placed in 34 different foster
homes. She had a new home on
average every three months. She
addressed each new set of foster parents as Mom and Dad. She didnt get involved in any school
activities because she knew she would be moved. In one school year she was placed in
foster homes in Bellingham, the Tri Cities, and Vancouver; essentially she
attended schools in three of the four corners of the state. She didnt make friends for the same
reason.
Unfortunately, the constitutional rights of foster children have often
been analyzed as wards of the State and courts have afforded foster children
the same standard of care as another class of wards of the State, criminal
prisoners. To show a breach of
prisoners rights, the prisoner must show that the States conduct was so
egregious that it shocks the courts conscience. We rejected the States
argument that we should apply the shocks the conscious standard in favor of a
negligence standard. In other
words, the State needed to meet the standard in the community much like a doctor
or architect is expected to conform to the standards of the community. We held that foster children have a
constitutional right to be free from unreasonable risks of harm and a right to
reasonable safety. To be reasonably
safe, the State as custodians and caretakers of foster children, must provide
conditions free of unreasonable risk of danger, harm, or pain, and must include
adequate services to meet the basic needs of the child. (See the Braam opinion, page 700.)
Following the courts decision in 2003, lawyers for the foster children
and the State hammered out a settlement agreement, the details of which I know
nothing, to settle the lawsuit. I
later read in the newspaper that it was going to cost the State $70 million
dollars to comply with the settlement.
It appears that the parties now dispute if the State has lived up to that
agreement. This is, I think, a
remarkable story of otherwise powerless foster children challenging the
government. It is an example of the
brilliance of our constitution, its checks and balances; in this case the right
of individuals to utilize the judicial branch of government to challenge the
executive branch. Justice should be
blind in a court of law and a pauper should be able stand up to her
government. I am eager to see how
this story ends.
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What Others have Said...
"They Have Truly Given Back" - Lelia Randle, Neighborhood House
"Tom and Judy Chambers have been wonderful supporters for the low income people who live in Seattle public housing. For three decades the Chambers have been the source of a fund of last resort to meet special medical needs where no other funding sources are available. Every year they help dozens of people with wheelchairs, walkers, eye glasses, hearing aids and things as basic as sanitary napkins. Often those who are in need are desperate and have no where else to turn but the fund created by Tom and Judy Chambers."
"The Chambers once benefited themselves living in one of Seattle's low income housing projects and they have truly given back"
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